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Public Securities Compliance |
Group Chair Person
John McIlvery
Direct Voice: 818.444.4502
Direct Fax: 818.444.6302
Mobile: 626.705.0758
jmcilvery@biztechlaw.com
John McIlvery
Direct Voice: 818.444.4502
Direct Fax: 818.444.6302
Mobile: 626.705.0758
jmcilvery@biztechlaw.com
- General compliance with federal and state securities laws.
- Initial and continued listings on securities exchanges.
- Preparation and review of filings made with the SEC and other regulatory agencies (e.g., annual and quarterly reports, current reports on Form 8-K, proxy statements, insider filings).
- Preparation and review of press releases, investor presentations, and other public disclosures.
- Transactions, such as initial and secondary public offerings, private investments in public equity (PIPEs), mergers and acquisitions, and going private transactions.
- SEC reviews of registration statements, periodic reports, proxy statements, and other public filings.